Shanghai Stock Exchange Market Operation Report (March 9, 2026 to March 13, 2026)

Log in to Sina Finance App and search for 【Information Disclosure】 to see more evaluation levels.

Market Overview

Indices

Closing Price Change (%) Price-to-Earnings Ratio (PE)
Shanghai Composite Index 4095 -0.70 16.9
Sci-Tech Innovation Board Composite 1731 -1.87 72.2
STAR 50 1374 -2.88 65.3
Shanghai 180 10178 -0.84 12.9
Shanghai 380 7234 -1.42 26.2

Note: PE ratios are based on annual report profits, excluding loss-making companies.

Trading Volume

Turnover (billion yuan)
Main Board Stocks 42436
Block Trades 15
STAR Market Stocks 11965
After-hours Fixed Price Trading 0.3
Block Trades 23.0
Bonds 132002.8
Spot Trading 8659.2
Repurchase Agreements 123142.9
Lending 200.7
Funds 19454
ETFs (including money market funds) 19379

Market Size

Value
Main Board Stocks Market Cap (trillion yuan) 56.1
Listed Companies 1706
STAR Market Stocks Market Cap (billion yuan) 110044
Listed Companies 604
Bonds Bond Custody (billion yuan) 199737
Funds Shares (billion units) 20668
Market Cap (billion yuan) 37207
ETF Shares (billion units) 20256
ETF Market Cap (billion yuan) 35593

Note: ETF includes money market funds.

Shanghai-Hong Kong Stock Connect

Trading Volume (billion yuan)
Shanghai Stock Connect 7058
Hong Kong Stock Connect 3757

Stock Options

Value
Listed Contracts 706
SSE 50 ETF Options 132
CSI 300 ETF Options 146
CSI 500 ETF Options 160
ChinaAMC STAR 50 ETF Options 120
E Fund STAR 50 ETF Options 148
Weekly Contract Turnover (billion yuan) 11195.70
SSE 50 ETF Options 1082.23
CSI 300 ETF Options 2544.61
CSI 500 ETF Options 6614.36
ChinaAMC STAR 50 ETF Options 827.84
E Fund STAR 50 ETF Options 126.65
Weekly Trading Volume (ten thousand contracts) 2357.77
SSE 50 ETF Options 348.91
CSI 300 ETF Options 538.62
CSI 500 ETF Options 808.26
ChinaAMC STAR 50 ETF Options 573.22
E Fund STAR 50 ETF Options 88.77
Total Open Interest (ten thousand contracts) 695.87
SSE 50 ETF Options 144.19
CSI 300 ETF Options 141.18
CSI 500 ETF Options 140.42
ChinaAMC STAR 50 ETF Options 217.61
E Fund STAR 50 ETF Options 52.47

Funding and Financing

Issuance and Listing

Number of Cases Fundraising Amount (billion yuan)
Main Board Stocks IPO 0 0.0
Follow-on Financing 43 28.8
STAR Market Stocks IPO 0 0.0
Follow-on Financing 21 20.7
Bonds 196 1218

Note 1: Fundraising amounts are based on the listing date.

Note 2: Since June 2020, stock follow-on financings include preferred shares.

Note 3: Bond financing includes corporate bonds (including enterprise bonds) and asset-backed securities.

Main Board Project Updates

Acceptance & Review (cases)
Total Accepted 224
Under Inquiry 15 Pending Inquiry 2
Review Suspended 1 Review Terminated 132
Approved for Listing 80
Municipal Review (cases)
Approved 76 Not Approved 2
Pending Review 0 Voluntary Withdrawal 2
CSRC Registration (cases)
Submitted for Registration 73
Approved Registration 70 Rejected 0
Registration in Progress 0 Registration Terminated 3
Issuance & Listing (cases)
In Progress 0 Registration Approved 3

Note: Data is current as of this Friday 17:00.

STAR Market Project Updates

Acceptance & Review (cases)
Total Accepted 998
Under Inquiry 34 Pending Inquiry 2
Review Suspended 2 Review Terminated 317
Approved for Listing 666
Municipal Review (cases)
Approved 644 Not Approved 15
Pending Review 0 Voluntary Withdrawal 7
CSRC Registration (cases)
Submitted for Registration 643
Approved Registration 613 Rejected 1
Registration in Progress 3 Registration Terminated 26
Issuance & Listing (cases)
In Progress 2 Registration Approved 3

Note: Data is current as of this Friday 17:00.

Corporate Bond Review

From March 9 to March 13, 2026, the Shanghai Stock Exchange accepted 54 corporate bond applications with a total proposed issuance amount of 252.086 billion yuan.

Market Regulation in Shanghai

Listed Company Supervision

From March 9 to March 13, 2026, the Shanghai Stock Exchange’s regulatory department issued 13 regulatory work letters; through ongoing supervision, five announcements requiring additional or corrected disclosures were issued. Additionally, efforts to link information disclosure with abnormal stock price movements increased, with six cases involving suspected insider trading or abnormal trading investigations initiated due to sensitive disclosures or significant price anomalies.

Market Trading Supervision

From March 9 to March 13, 2026, the Shanghai Stock Exchange took disciplinary measures against 96 cases of manipulative or false reporting trading behaviors. Focused monitoring was conducted on high-premium funds such as the Korea-China Semiconductor ETF, as well as stocks with delisting risk like *ST Panda and *ST Zhengping, due to abnormal fluctuations. A total of 23 major corporate events were subject to special investigations, and one suspected illegal violation case was reported to the CSRC.

View Original
This page may contain third-party content, which is provided for information purposes only (not representations/warranties) and should not be considered as an endorsement of its views by Gate, nor as financial or professional advice. See Disclaimer for details.
  • Reward
  • Comment
  • Repost
  • Share
Comment
Add a comment
Add a comment
No comments
  • Pin